Search Results: 37 vacancies
...implementation of new legislation or regulatory requirements impacting the company and the funds under management (e.g. UCITS, AIFMD, MiFID II, EMIR, SFDR, CP86, Outsourcing Requirements etc.
Fund approvals/amendments – Complete Central Bank and CSSF applications for new...
...timely and accurate reporting as per Central Bank of Ireland requirements
Create efficient and scalable internal processes which are MiFID compliant as well as identify how IT development could enhance the efficiency of the reconciliations process and feed back into IT...
...Central Bank and FCA
Key Responsibilities:
Responsible for capital markets regulatory compliance, with particular focus on MIFID II, Market Abuse Regulation (“MAR”), Short Selling Regulations, as well as Stock Exchange and Takeover Panel Rulebooks.
Working collaboratively...
...:
Play a key role in the wealth management compliance team in ensuring adherence to regulatory requirements, particularly under MiFID regulations
Be responsible for assisting in the development and implementation of compliance policies and procedures
Conduct...
...Analyse compliance exception reports
Assist in ensuring that the firm complies with trading venue rules and relevant regulations e.g., MiFID II, EMIR, MAR
Ensure that the identities of new counterparties are being processed in accordance with the account opening and anti-...
...Conducting Impact Analysis - forward looking, able to identify the implications of all relevant regulatory change including ESG and MiFID II.
Assisting with the design and implementation of the compliance framework;
Assisting in providing compliance training and...
...regulation is a pre-requisite for the role, however, candidates with additional experience or proficiency in complementary regulations such as MiFID, CPC, IDD and/or Sustainability will be viewed favourably.
~ Strong communication and interpersonal skills with the ability to...
...Funds, Asset Management or Capital Markets.
~An understanding of Irish (and EU) Investments regulation in particular UCITS & AIFMD, MiFID.
~Strong interpersonal skills to communicate with internal and external clients at all levels.
~Takes initiative and ownership of responsibilities...
...benefit from having:
Extensive relevant industry experience
In depth working knowledge of European and local regulations e.g. MiFID, UCITS, CBI, etc
Analytical ability to identify and understand problems and provide effective collaborative solutions
Highly...
...management of risks in a rigorous and structured manner.
Good knowledge and experience of applicable regulations/legislation (e.g. MiFID II CAR CPC DPA AML/CTF).
Strong interpersonal skills with the ability to develop good working relationships across the business and...
...Compliance or risk management; or equivalent related experience.
In depth knowledge of Irish and International regulations e.g. CBI, MiFID II, UCITS, , etc
Working knowledge of cross-border regulatory frameworks and rules
Strong background in and understanding of...
...experience of financial crime prevention policies, procedures and training development in a regulated environment
Knowledge of MiCA, MiFID, EMIR, SFTR and other EU investment firm regulations would be an advantage
Qualification and Skills
Bachelor's degree in a...
...and when they are circulated by reading and implementing processes to adhere to this changing regulation, specifically AIFMD, UCITS and MiFID. Attend training on such topics as required. Assist with organisation and delivery of such training as requested.
Communicate all...
Waystone
Dublin
1 day ago
...in a similar role (AIFM, UCITS ManCo)
University degree in Law, Business, Accounting or Finance related area
An understanding of MiFiD, AIFMD, UCITS and AML European Fund legislation
Experience with reviews of legal documentation (contracts) and provision of Compliance...
Deutsche Börse AG
Cork
19 hours ago
...entity of an International Investment Bank. The successful candidate will join the Transaction Reporting Team which is responsible for MiFID and SFTR Transaction Reporting and EMIR Data Reporting. This is a Dublin-based hybrid role with a highly regarded company, known to...
...onboarding process of new regulatory reporting service providers as required.
~Contribute to key team projects related to regulations like MiFID II, AIFMD, MMFR, UCITS KIIDs, PRIIP KIDs
~Monitor regulatory and market developments, assess operational impacts, and contribute to...
...Business/Finance or similar with an excellent academic track record.
Minimum 10 years’ experience in financial services, preferably MiFID investment firms.
In depth knowledge of key regulations impacting Wealth Management.
Expertise in stakeholder management...
...Ireland.
Providing regulatory expertise on client projects where Asset Management regulatory expertise is required (UCITS, AIFMD, MIFID II, EMIR, AML, CP86, ESG/SFDR, and Outsourcing projects).
Compliance management including the design and implementation of...
...while staying abreast of regulatory and legal environment, internal policies and industry trends that impact the business (including MiFID/MiFIR, EMIR, CFTC and Dodd Frank rules as they relate to Capital Markets products);
Experience with complex deals, demonstrated ability...
Citigroup Inc.
Dublin
3 days ago
£80k - £81k per annum
...promoters, and international law firms.
The Group advises on all areas of Irish and EU financial regulation and compliance, including MiFID II, PSD2, e-money, CRD, market abuse, anti-money laundering, financial institution M&A, the Central Bank of Ireland’s fitness and...
