Search Results: 17 vacancies
...regulator and internal and external stakeholders;
Fund Documentation – Draft and maintain fund and management company documents (e.g. Prospectus, Supplements, KIIDs and Business Plan) and other ancillary documents related to the investment funds under management;
Contracts...
...graduate passionate about investment banking. You may get involved with analysing markets, creating complex financial models, producing prospectuses and performing valuations.
This is a good opportunity for undergraduates, graduates as well as working professionals who want to...
€350 per day
...industry trends, trading practices, and product offerings.
~ Experience reviewing legal and regulatory documents, particularly Prospectus and Application Forms.
~ Experience in client-focused roles within financial services.
~ Essential knowledge of the transfer...
...Securitisation take-outs
Regulatory issues, including the Securitisation Regulation, Market Abuse Regulation, Transparency Directive, Prospectus Regulation and other securities law obligations.
Background and experience
The ideal candidate will be highly motivated...
...as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider....
...Regulations and the requirements of each fund’s constitutional documentation.
The role entails monitoring each fund’s compliance with prospectus based and regulatory investment restrictions and borrowing limits, as well as performing reviews in respect of the role of the...
...Participate in new fund launches
Participate in on-site visits to sub-custodians and administrators
Review financial statements, prospectus, and other fund documentation.
Meet client and investor reporting deliverables and deadlines
Develop and maintain strong...
...as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider....
...Work closely with third-party administrator to ensure all UCITS sub-funds are adhering to the rules set forth in their respective Prospectus.
Maintain detailed fund/investor level information and work with our Operations team to properly update and maintain PIM’s fund investor...
...business of BNY Mellon in Ireland;
Structuring of specialist funds, reviewing and drafting of all fund documentation to include prospectuses, constitutional documentation and material contracts; reviewing IT contracts, maintenance/licence agreements and other service...
...as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider....
...as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider....
...settlement dept., Transfer Agent, Pricing Dept., CACEIS Trustees.
Ensure compliance of funds with the fund documentation (including Prospectus, Admin. agreement and Operating Memorandum).
Preparation of auditor information requests (including timely response to queries)....
...issues.
Operational and relationship responsibility for a group of current clients in line with all fund documentation including prospectus, legal agreements and in line with Waystone procedures, with the support of Designated Persons, Risk Management, Compliance and Operational...
...(transfer agency). Understanding of the regulatory framework for the alternatives business is critical. Familiarity with all fund prospectuses for each fund within group is necessary.
Manage, coach and develop team members, ensuring all staff are performing in line with...
...other commercial agreements including, but not limited to; IMAs, Distribution Agreements, third party service provider agreements, Prospectuses, Supplements etc. It would be advantageous for the candidate to have experience in ESG matters. It is important for the successful...
...Regulations and the requirements of each fund’s constitutional documentation.
The role entails monitoring each fund’s compliance with prospectus based and regulatory investment restrictions and borrowing limits, as well as performing reviews in respect of the role of the...