Average salary: €59,500 /yearly
More statsSearch Results: 18 vacancies
...Responsibilities
Preparation of meeting minutes for CBI/FCA-regulated entities.
Planning and coordination of board meetings.
Provide assistance and recommendations to senior stakeholders
Filing of registers and statutory accounts
Requirements
~ Excellent...
...resilience controls.
Documentation and Monitoring of Legal Requirements
Monitor changes to legal and regulatory requirements including FCA and CBI requirements and implications of the Digital Operational Resilience Act in the area of Business Resilience.
Coordinate with...
...compliance for Ireland, UK, and the EU.
Advise on requirements with the Central Bank of Ireland (CBI) and the Financial Conduct Authority (FCA) (UK), and requirements in other EU jurisdictions (France, Spain)
Provide guidance to product and engineering teams, and XFN and...
...communication skills, both verbal and written.
~ Excellent problem-solving skills.
~ Knowledge of Financial Services Regulation e.g., CBI, FCA, EBA or ESMA would be beneficial.
The position set out above is defined in the Fitness & Probity Standards issued by the...
£80k per annum
...department targets and brand KPI's.
Responsibility for buying in vehicles, as well as keeping stock pricing up to date.
Ensuring full FCA compliance within the Sales Department.
Managing and owning our Customer Satisfaction.
You will have prior experience in a...
...charitable organizations; institutional investors; brokers; professional traders; commercial banks; and major Investment banks.
SFL is an FCA authorised and regulated firm to provide trade execution, clearing and advisory services focusing primarily on the commodities and...
£65k - £75k per annum
...Competency Code, relevant general legislation, and any other regulations issued by governing bodies such as the Central Bank of Ireland or the FCA.
Exceptional written and verbal communication abilities.
Strong interpersonal skills, particularly adept at influencing and...
...regulatory reports (Balance Sheet, Capital, Liquidity, Statistical reporting) to various regulatory bodies across Europe. e.g CBI, BOE,FCA, NBP.
Stay up-to-date with changes in regulatory requirements and assist with the required implementation to update reporting processes...
...in local regulatory requirements/expectations pertaining to the CBI , as well as other regulatory authorities within Europe ( C SSF , FCA, etc.). Additionally, strong command of Know Your Customer / Anti Money Laundering regulatory requirements.
~ English – Fluent both in...
...management
Deliver template and process training for new Presentations Service recruits
Maintaining compliance on all relevant H&S and FCA regulated material
Ensuring adherence of objectives and contractual obligations (Service Level Agreements and Key Performance...
...Conduct for the business to deliver the best outcomes for customers / policyholders.
You are required to comply with the PRA and FCA conduct rules:
Acting with honesty and integrity at all times
Acting at all times with due care, skill and diligence
Being open...
...financial services practice or in house legal department of a large asset manager
~ Experience of working across Central Bank of Ireland, FCA, EU and regulations
~ Experience in lifecycle management of funds - drafting, reviewing and negotiating fund documentation and other...
...large quantities of data to manage relevant analytic projects;
~ Preferred certifications: CPA (Certified Public Accountant)/ACA or FCA (Chartered Accountant)/ EA (Enrolled Agent)
Adobe is proud to be an Equal Employment Opportunity and affirmative action employer. We...
...from multiple banks and allocating funds to various broking systems.
Dealing with Cheques: Allocate and bank cheques in line with FCA regulations
Email and telephone queries: To solve queries with internal stakeholders and external partners.
Personal and group inboxes...
...Proven track record of implementing compliance management policies and procedures
Familiarity with regulators such as the CBI and FCA.
Strong communication and presentation skills.
If you would like to be considered, click the apply button below. Alternatively, if...
...please let us know by emailing us at ****@*****.***
What's next?
Our team will be in touch. As a businessregulated by the FCA we would advise you to familiarise yourself with theconduct regulations and in particular consumer duty obligations prior to aninterview...
...highly desirable
You will have a basic knowledge of GDPR.
Working knowledge of the 11 principles for businesses which underpin FCA rules and guidelines.
Working knowledge of the 6 TCF outcomes and what constitutes a fair consumer outcome
A Levels or...
Compliance, Asset Management Compliance Vice President, London London, Greater London, England,[...]
...regulatory initiatives relevant to sustainable finance including EU Taxonomy/SFDR/SDR
~ General Compliance knowledge and familiarity with FCA regulations, MiFID, UCITS and AIFM Directives. Knowledge of CSSF, CBI, BaFin, SEC, Investment Adviser's Act, Investment Company Act,...